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Name and address of the Offeror. RBC Global Asset Management Inc. 200 Bay Street, 9th Floor, Royal Bank Plaza, South Tower Toronto, Ontario, M5J 2J5 RBC Global Asset Management Inc. (the “Offeror”) is an indirect, wholly-owned subsidiary of Royal Bank of Canada (“RBC”), 200 Bay Street, P.O. Box 1, Royal Bank Plaza, Toronto, Ontario, M5J 2J5. 2. Name of reporting issuer with respect to which this report is filed. Halo Resources Ltd. (the “Company”) 67 Yonge Street, Suite 1001 Toronto, ON M5E 1J8 3. The net increase or decrease in the number or principal amount of securities, and in the offeror’s securityholding percentage in the class of securities, since the last report filed by the offeror. Since the last report filed by the Offeror on December 10, 2011, there has been a net decrease of 1,000,000 common shares of the Company (including securities convertible into common shares) over which the Offeror has control or direction, representing a net decrease of approximately 3.04% in the Offeror’s securityholding percentage. 4. The designation and number or principal amount of securities and the offeror's securityholding percentage in the class of securities at the end of the month for which the report is made. As at December 31, 2012, the Offeror, on behalf of client accounts over which it has discretionary trading authority, has control or direction over 2,600,000 common shares of the Company (including securities convertible into common shares), representing approximately 8.96% of the outstanding common shares of the Company (assuming the conversion of any convertible securities into common shares). 5. The designation and number or principal amount of securities and the percentage of outstanding securities referred to in paragraph 4 over which: - 2 - ALTERNATIVE MONTHLY REPORT – HALO RESOURCES LTD. (i) the offeror, either alone or together with any joint actors, has ownership and control, None. (ii) the offeror, either alone or together with any joint actors, has ownership but control is held by other entities other than the offeror or any joint actor, and None. (iii) the offeror, either alone or together with any joint actors, has exclusive or shared control but does not have ownership. The Offeror exercises control or direction, but not ownership, over all of the common shares of the Company referred to in paragraph 4 above on behalf of client accounts over which it has discretionary trading authority. 6. The purpose of the offeror and any joint actors in acquiring or disposing of ownership of, or control over, the securities including any future intention to acquire ownership of, or control over, additional securities of the reporting issuer. The Offeror acquired common shares of the Company in several transactions in the ordinary course of business, for investment purposes only and not for the purpose of exercising control or direction over the Company. The Offeror may from time to time, on its own behalf or on behalf of client accounts, acquire additional common shares of the Company, dispose of some or all of the existing or additional common shares or may continue to hold the common shares. 7. The general nature and the material terms of any agreement, other than lending arrangements, with respect to securities of the reporting issuer entered into by the offeror, or any joint actor, and the issuer of the securities or any other entity in connection with the transaction or occurrence giving rise to the news release, including agreements with respect to the acquisition, holding, disposition or voting of any of the securities. Not applicable. 8. The names of any joint actors in connection with the disclosure required by this form. Not applicable. The Offeror is relying on Part 5 of NI 62-103 and accordingly, has not included securities owned or controlled by other business units ultimately owned by RBC. - 3 - ALTERNATIVE MONTHLY REPORT – HALO RESOURCES LTD. 9. In the case of a transaction or occurrence that did not take place on a stock exchange or other market that represents a published market for the securities, including an issuance from treasury, the nature and value of the consideration paid by the offeror. Not applicable. 10. If applicable, a description of any change in any material fact set out in a previous report by the entity under the early warning requirements or Part 4 in respect of the reporting issuer's securities. Not applicable. 11. Statement that the eligible institutional investor is eligible to file reports under Part 4 of National Instrument 62-103 in respect of the reporting issuer. The Offeror is eligible to file reports under Part 4 of National Instrument 62-103 in respect of the Company. The filing of this report is not an admission that an entity named in the report owns or controls any described securities or is a joint actor with another named entity. - 4 - ALTERNATIVE MONTHLY REPORT – HALO RESOURCES LTD. DATED at Toronto, Ontario this 10th day of January 2013. RBC GLOBAL ASSET MANAGEMENT INC. Per: /s/ Frank Lippa Name: Frank Lippa Title: Chief Financial Officer and Chief Operating Officer |
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| aus der Diskussion: | Halo Resources Kupfer-Zink-Silber-Gold Teil 2 Halo schon bald Produzierender Rohstoff Explorer |
| Autor (Datum des Eintrages): | Robert023 (15.01.13 16:19:04) |
| Beitrag: | 536 von 557 (ID:44024390) |
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