EQS Voting Rights Announcement: BASF SE
BASF SE: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
23.06.2025 / 19:35 CET/CEST
Dissemination of a Voting Rights Announcement transmitted by EQS News - a service of EQS Group.
The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings
1. Details of issuer
Name:
|
BASF SE
|
Street:
|
Carl-Bosch-Straße 38
|
Postal code:
|
67056
|
City:
|
Ludwigshafen
Germany
|
Legal Entity Identifier (LEI):
|
529900PM64WH8AF1E917
|
2. Reason for notification
|
Acquisition/disposal of shares with voting rights
|
X
|
Acquisition/disposal of instruments
|
|
Change of breakdown of voting rights
|
|
Other reason:
|
3. Details of person subject to the notification obligation
Legal entity: The Goldman Sachs Group, Inc.
City of registered office, country: Wilmington, DE, United States of America (USA)
|
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
6. Total positions
|
% of voting rights attached to shares
(total of 7.a.)
|
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
|
Total of both in %
(7.a. + 7.b.)
|
Total number of voting rights pursuant to Sec. 41 WpHG
|
New
|
0.26 %
|
4.93 %
|
5.19 %
|
892,522,164
|
Previous notification
|
0.20 %
|
5.08 %
|
5.28 %
|
/
|
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN
|
Absolute
|
In %
|
|
Direct
(Sec. 33 WpHG)
|
Indirect
(Sec. 34 WpHG)
|
Direct
(Sec. 33 WpHG)
|
Indirect
(Sec. 34 WpHG)
|
DE000BASF111
|
0
|
2,098,648
|
0 %
|
0.24 %
|
US0552625057
|
0
|
180,973
|
0 %
|
0.02 %
|
Total
|
2,279,621
|
0.26 %
|
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument
|
Expiration or maturity date
|
Exercise or conversion period
|
Voting rights absolute
|
Voting rights in %
|
Right To Recall
|
Open
|
|
6,677,976
|
0.75 %
|
Right Of Use
|
Open
|
|
79,329
|
0.01 %
|
Call Warrant
|
07.07.2031
|
|
1,992,992
|
0.22 %
|
Call Option
|
14.02.2029
|
|
6,510,467
|
0.73 %
|
Swap
|
07.07.2031
|
|
2,393,380
|
0.27 %
|
|
|
Total
|
17,654,144
|
1.98 %
|
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrument
|
Expiration or maturity date
|
Exercise or conversion period
|
Cash or physical settlement
|
Voting rights absolute
|
Voting rights in %
|
Future
|
16.12.2033
|
|
Cash
|
1,213,899
|
0.14 %
|
Forward
|
20.03.2026
|
|
Cash
|
475,437
|
0.05 %
|
Put Option
|
16.12.2033
|
|
Cash
|
3,606,056
|
0.40 %
|
Put Option
|
15.12.2028
|
|
Physical
|
5,658,800
|
0.63 %
|
Call Option
|
10.04.2037
|
|
Cash
|
6,879,422
|
0.77 %
|
Call Warrant
|
29.11.2032
|
|
Cash
|
977,489
|
0.11 %
|
Swap
|
18.06.2035
|
|
Cash
|
7,557,034
|
0.85 %
|
|
|
|
Total
|
26,368,136
|
2.95 %
|
8. Information in relation to the person subject to the notification obligation
|
Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer
(1.).
|
X
|
Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:
|
Name
|
% of voting rights (if at least 3% or more)
|
% of voting rights through instruments (if at least 5% or more)
|
Total of both (if at least 5% or more)
|
The Goldman Sachs Group, Inc.
|
%
|
%
|
%
|
GSAM Holdings LLC
|
%
|
%
|
%
|
Goldman Sachs Asset Management, L.P.
|
%
|
%
|
%
|
-
|
%
|
%
|
%
|
The Goldman Sachs Group, Inc.
|
%
|
%
|
%
|
GSAM Holdings LLC
|
%
|
%
|
%
|
Goldman Sachs Asset Management Holdings LLC
|
%
|
%
|
%
|
Goldman Sachs Asset Management UK Holdings I Ltd
|
%
|
%
|
%
|
Goldman Sachs Asset Management UK Holdings II Ltd
|
%
|
%
|
%
|
Goldman Sachs Asset Management Holdings I B.V. / Goldman Sachs Asset Management Holdings II B.V.
|
%
|
%
|
%
|
Goldman Sachs Asset Management Holdings B.V.
|
%
|
%
|
%
|
Goldman Sachs Asset Management International Holdings B.V.
|
%
|
%
|
%
|
Goldman Sachs Asset Management B.V.
|
%
|
%
|
%
|
-
|
%
|
%
|
%
|
The Goldman Sachs Group, Inc.
|
%
|
%
|
%
|
GS Global Markets, Inc.
|
%
|
%
|
%
|
Goldman Sachs Finance Corp International Ltd
|
%
|
%
|
%
|
-
|
%
|
%
|
%
|
The Goldman Sachs Group, Inc.
|
%
|
%
|
%
|
Goldman Sachs Bank USA
|
%
|
%
|
%
|
Goldman Sachs Bank Europe SE
|
%
|
%
|
%
|
-
|
%
|
%
|
%
|
The Goldman Sachs Group, Inc.
|
%
|
%
|
%
|
Goldman, Sachs & Co. Wertpapier GmbH
|
%
|
%
|
%
|
-
|
%
|
%
|
%
|
The Goldman Sachs Group, Inc.
|
%
|
%
|
%
|
Goldman Sachs (UK) L.L.C.
|
%
|
%
|
%
|
Goldman Sachs Group UK Limited
|
%
|
%
|
%
|
Goldman Sachs International Bank
|
%
|
%
|
%
|
-
|
%
|
%
|
%
|
The Goldman Sachs Group, Inc.
|
%
|
%
|
%
|
Folio Financial, Inc.
|
%
|
%
|
%
|
Folio Investments, Inc.
|
%
|
%
|
%
|
-
|
%
|
%
|
%
|
The Goldman Sachs Group, Inc.
|
%
|
%
|
%
|
GS Finance Corp.
|
%
|
%
|
%
|
-
|
%
|
%
|
%
|
The Goldman Sachs Group, Inc.
|
%
|
%
|
%
|
Goldman Sachs & Co. LLC
|
%
|
%
|
%
|
-
|
%
|
%
|
%
|
The Goldman Sachs Group, Inc.
|
%
|
%
|
%
|
The Goldman Sachs Trust Company, National Association
|
%
|
%
|
%
|
The Goldman Sachs Trust Company of Delaware
|
%
|
%
|
%
|
-
|
%
|
%
|
%
|
The Goldman Sachs Group, Inc.
|
%
|
%
|
%
|
Goldman Sachs (UK) L.L.C.
|
%
|
%
|
%
|
Goldman Sachs Group UK Limited
|
%
|
%
|
%
|
Goldman Sachs International
|
%
|
%
|
%
|
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights
|
Proportion of instruments
|
Total of both
|
%
|
%
|
%
|
10. Other explanatory remarks:
Date
23.06.2025 CET/CEST The EQS Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.eqs-news.com
|