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    DGAP-Stimmrechte  476  0 Kommentare SAF-HOLLAND S.A. (deutsch)

    SAF-HOLLAND S.A.: Veröffentlichung gemäß § 26 Abs. 1 WpHG in Verbindung mit Art. 8 und 9 des Transparenzgesetzes des Großherzogtums Luxemburg (Transparency Law) mit dem Ziel der europaweiten Verbreitung

    ^

    DGAP Stimmrechtsmitteilung: SAF-HOLLAND S.A.

    SAF-HOLLAND S.A.: Veröffentlichung gemäß § 26 Abs. 1 WpHG in Verbindung mit

    Art. 8 und 9 des Transparenzgesetzes des Großherzogtums Luxemburg

    (Transparency Law) mit dem Ziel der europaweiten Verbreitung

    11.04.2017 / 17:29

    Veröffentlichung einer Stimmrechtsmitteilung übermittelt durch DGAP - ein

    Service der EQS Group AG.

    Für den Inhalt der Mitteilung ist der Emittent verantwortlich.

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    __TOKEN__0__0__

    ANNEXE A: Standard form for notification of major holdings

    Form to be used for the purposes of notifying a change in major

    holdings pursuant to the modified law and grand-ducal regulation of 11

    January 2008 on transparency requirements for issuers of securities

    (referred to as 'the Transparency Law' and 'the Transparency

    Regulation')

    NOTIFICATION

    OF MAJOR

    HOLDINGS (to

    be sent to the

    relevant

    issuer and to

    the CSSF)i

    1. Identity of

    the issuer or

    the underlying

    issuer of

    existing

    shares to

    which voting

    rights are

    attachedii:

    SAF-HOLLAND

    S.A. 68-70

    boulevard de

    la Pétrusse

    L-2320

    Luxembourg

    R.C.S.

    Luxembourg B

    113.090

    2. Reason for

    the

    notification

    (please tick

    the

    appropriate

    box or boxes):

    An acquisition

    or disposal of

    voting rights

    An acquisition

    or disposal of

    financial

    instruments An

    event changing

    the breakdown

    of voting

    rights x Other

    (please

    specify)iii:

    Acquisition of

    major stake of

    Delta Lloyd

    N.V. (please

    see addition

    information)

    3. Details of

    person subject

    to the

    notification

    obligationiv :

    Name: NN Group City and

    N.V. country of

    registered

    office (if

    applicable):

    Amsterdam,

    The

    Netherlands

    4. Full name

    of

    shareholder(s)

    (if different

    from 3.)v:

    5. Date on 07.04.2017

    which the

    threshold was

    crossed or

    reachedvi:

    6. Total

    positions of

    person(s)

    subject to the

    notification

    obligation:

    % of % of To- Total

    voting voting tal number of

    rights rights of voting

    atta- through both rights of

    ched financi- in % issuervii

    to al (7.A

    shares instru- +

    (total ments 7.B)

    of (total

    7.A) of

    7.B.1 +

    7.B.2)

    Resulting 6.56 % 0 % 6.56 45,361,112

    situation on %

    the date on

    which

    threshold was

    crossed or

    reached

    Position of 1.43 % 0 % 1.43

    previous %

    notification

    (if

    applicable)

    7. Notified

    details of

    the

    resulting

    situation on

    the date on

    which the

    threshold

    was crossed

    or

    reachedviii:

    A: Voting

    rights

    attached to

    shares

    Class/type Number of % of voting

    of shares voting rights

    ISIN code rightsix

    (if

    possible)

    Direct (Art Indirect Direct Indirect

    8 of the (Art 9 of (Art 8 of (Art 9 of

    Transparency the the the

    Law) Transpa- Transpa- Transparen-

    rency rency cy Law)

    Law) Law)

    LU0307018795 2,973,432 % 6.56

    %

    % %

    % %

    SUBTOTAL A 2,973,432 6.56 %

    (Direct &

    Indirect)

    B 1:

    Financial

    Instruments

    according to

    Art.

    12(1)(a) of

    the

    Transparency

    Law

    Type of Ex- Exer- Number of % of

    financial pi- ci- voting vo-

    instrument ra- se/ rights that ting

    ti- Con- may be righ-

    on ver- acquired if ts

    da- sion the

    te- Peri- instrument

    x odxi is

    exercised/

    converted.

    %

    %

    %

    SUBT- %

    OTAL

    B.1

    B 2:

    Financial

    Instruments

    with similar

    economic

    effect

    according to

    Art.

    12(1)(b) of

    the

    Transparency

    Law

    Type of Ex- Exer- Phy- Num- % of

    financial pi- ci- si- ber vo-

    instrument ra- se/ cal of ting

    ti- Con- or vo- righ-

    on ver- cash tin- ts

    da- sion sett- g

    te- Peri- le- rig-

    x odxi ment- hts

    xii

    %

    %

    %

    SUBT- %

    OTAL

    B.2

    8. Information in relation

    to the person subject to

    the notification

    obligation: (please tick

    the applicable box) Person

    subject to the notification

    obligation is not

    controlled by any natural

    person or legal entity and

    does not control any other

    undertaking(s) holding

    directly or indirectly an

    interest in the

    (underlying) issuer.xiii x

    Full chain of controlled

    undertakings through which

    the voting rights and/or

    the financial instruments

    are effectively held

    starting with the ultimate

    controlling natural person

    or legal entityxiv (please

    provide a separate

    organisational chart in

    case of a complex

    structure):

    N Na- % of % of voting To- Directly

    me- voting rights tal control-

    xv rights through of led by

    held by financial both (use

    ultimate instruments number(s)

    control- held by from 1st

    ling ultimate column)

    person or controlling

    entity or person or

    held entity or

    directly held

    by any directly by

    subsidia- any

    ry if it subsidiary

    equals or if it

    is higher equals or

    than the is higher

    notifia- than the

    ble notifiable

    threshold threshold

    A NN 6.56 % 6.56

    Gr- %

    ou-

    p

    N.-

    V.

    B NN A

    In-

    su-

    ra-

    nc-

    e

    Eu-

    ra-

    si-

    a

    N.-

    V.

    C NN B

    In-

    ve-

    st-

    me-

    nt

    Pa-

    rt-

    ne-

    rs

    Ho-

    ld-

    in-

    gs

    N.-

    V.

    D NN C

    In-

    ve-

    st-

    me-

    nt

    Pa-

    rt-

    ne-

    rs

    In-

    te-

    rn-

    at-

    io-

    na-

    l

    Ho-

    ld-

    in-

    gs

    B.-

    V.

    E NN D

    In-

    ve-

    st-

    me-

    nt

    Pa-

    rt-

    ne-

    rs

    Be-

    lg-

    iu-

    m

    S.-

    A.

    NN

    Gr-

    ou-

    p

    N.-

    V.

    F NN A

    Gr-

    ou-

    p

    Bi-

    dc-

    o

    B.-

    V.

    G De- F

    lt-

    a

    Ll-

    oy-

    d

    N.-

    V.

    H DL- G

    AM

    Ho-

    ld-

    in-

    g

    B.-

    V.

    I De- 5.12% H

    lt-

    a

    Ll-

    oy-

    d

    As-

    se-

    t

    Ma-

    na-

    ge-

    me-

    nt

    N.-

    V.

    J De- I

    lt-

    a

    Ll-

    oy-

    d

    De-

    el-

    ne-

    mi-

    ng-

    en

    Fo-

    nd-

    s

    N.-

    V.

    K De- I

    lt-

    a

    Ll-

    oy-

    d

    Eu-

    ro-

    pe-

    es

    De-

    el-

    ne-

    mi-

    ng-

    en

    Fo-

    nd-

    s

    N.-

    V.

    L De- I

    lt-

    a

    Ll-

    oy-

    d

    L

    Eu-

    ro-

    pe-

    an

    Pa-

    rt-

    ic-

    ip-

    at-

    io-

    n

    Fu-

    nd

    SI-

    CA-

    V

    9. In case of proxy voting:

    The proxy holder named will

    cease to hold % and number

    of voting rights as of .

    10. Additional

    informationxvi: Please note

    folowing NN Group N.V.'s

    declaration of the

    recommended public cash

    offer as unconditional for

    all Delta Lloyd N.V.'s

    issued and outstanding

    shares, per 07-04-2017 NN

    Group N.V. is the ultimate

    controlling entity/parent

    undertaking of Delta Lloyd

    N.V. Therefore, the

    holdings of Delta Lloyd

    N.V. in this company have

    been aggregated with NN

    Group's holding per

    07-04-2017. NN Group N.V.

    now discloses its current

    holdings as parent

    undertaking in the enclosed

    form. This form will also

    be released to the Issuer

    today.

    Done at The Hague On 11-04-2017

    Notes

    i Please note that national forms may vary due to specific national

    legislation (Article 3(1a) of Directive 2004/109/EC) as for instance the

    applicable thresholds or information regarding capital holdings.

    ii Full name of the legal entity and further specification of the issuer or

    underlying issuer, provided it is reliable and accurate (e.g. address, LEI,

    domestic number identity).

    iii Other reason for the notification could be voluntary notifications,

    changes of attribution of the nature of the holding (e.g. expiring of

    financial instruments) or acting in concert.

    iv This should be the full name of (a) the shareholder; (b) the natural

    person or legal entity acquiring, disposing of or exercising voting rights

    in the cases provided for in Article 9 (b) to (h) of the Transparency Law;

    or (c) the holder of financial instruments referred to in Article 12(1) of

    of the Transparency Law.

    As the disclosure of cases of acting in concert may vary due to the specific

    circumstances (e.g. same or different total positions of the parties,

    entering or exiting of acting in concert by a single party) the standard

    form does not provide for a specific method how to notify cases of acting in

    concert.

    In relation to the transactions referred to in points (b) to (h) of Article

    9 of the Transparency Law, the following list is provided as indication of

    the persons who should be mentioned:

    - in the circumstances foreseen in letter (b) of Article 9 of that Law, the

    natural person or legal entity that acquires the voting rights and is

    entitled to exercise them under the agreement and the natural person or

    legal entity who is transferring temporarily for consideration the voting

    rights;

    - in the circumstances foreseen in letter (c) of Article 9 of that Law, the

    natural person or legal entity holding the collateral, provided the person

    or entity controls the voting rights and declares its intention of

    exercising them, and natural person or legal entity lodging the collateral

    under these conditions;

    - in the circumstances foreseen in letter (d) of Article 9 of that Law, the

    natural person or legal entity who has a life interest in shares if that

    person or entity is entitled to exercise the voting rights attached to the

    shares and the natural person or legal entity who is disposing of the voting

    rights when the life interest is created;

    - in the circumstances foreseen in letter (e) of Article 9 of that Law, the

    controlling natural person or legal entity and, provided it has a

    notification duty at an individual level under Article 8, under letters (a)

    to (d) of Article 9 of that Law or under a combination of any of those

    situations, the controlled undertaking;

    - in the circumstances foreseen in letter (f) of Article 9 of that Law, the

    deposit taker of the shares, if he can exercise the voting rights attached

    to the shares deposited with him at his discretion, and the depositor of the

    shares allowing the deposit taker to exercise the voting rights at his

    discretion;

    - in the circumstances foreseen in letter (g) of Article 9 of that Law, the

    natural person or legal entity that controls the voting rights;

    - in the circumstances foreseen in letter (h) of Article 9 of that Law, the

    proxy holder, if he can exercise the voting rights at his discretion, and

    the shareholder who has given his proxy to the proxy holder allowing the

    latter to exercise the voting rights at his discretion (e.g. management

    companies).

    v Applicable in the cases provided for in Article 9 (b) to (h) of the

    Transparency Law. This should be the full name of the shareholder who is the

    counterparty to the natural person or legal entity referred to in Article 9

    of that Law unless the percentage of voting rights held by the shareholder

    is lower than the 5% threshold for the disclosure of voting rights holdings

    (e.g. identification of funds managed by management companies).

    vi The date on which threshold is crossed or reached should be the date on

    which the acquisition or disposal took place or the other reason triggered

    the notification obligation. For passive crossings, the date when the

    corporate event took effect.

    vii The total number of voting rights shall be composed of all the shares,

    including depository receipts representing shares, to which voting rights

    are attached even if the exercise thereof is suspended.

    viii If the holding has fallen below the 5% threshold, please note that it

    is not necessary to disclose the extent of the holding, only that the new

    holding is below that threshold.

    ix In case of combined holdings of shares with voting rights attached

    'direct holding' and voting rights 'indirect holding', please split the

    voting rights number and percentage into the direct and indirect columns -

    if there is no combined holdings, please leave the relevant box blank.

    x Date of maturity/expiration of the financial instrument i.e. the date when

    right to acquire shares ends.

    xi If the financial instrument has such a period - please specify this

    period - for example once every 3 months starting from [date].

    xii In case of cash settled instruments the number and percentages of voting

    rights is to be presented on a delta-adjusted basis (Article 12(1a) of the

    Transparency Law).

    xiii If the person subject to the notification obligation is either

    controlled and/or does control another undertaking then the second option

    applies.

    xiv The full chain of controlled undertakings starting with the ultimate

    controlling natural person or legal entity also has to be presented in the

    cases in which only on subsidiary level a threshold is crossed or reached

    and the subsidiary undertaking discloses the notification as only then the

    market always gets the full picture of the group holdings. In case of

    multiple chains through which the voting rights and/or financial instruments

    are effectively held the chains have to be presented chain by chain leaving

    a row free between different chains (e.g.: A, B, C, free row, A, B, D, free

    row, A, E, F etc.). Numbers shall be attributed to all persons or entities

    within the group in column 1 in order to allow a clear indication of the

    control structure in column 6. The names of all undertakings of the control

    chain shall be provided in column 2, even if the number of the directly held

    voting rights and/or financial instruments is not equal or higher than the

    notifiable threshold. Columns 3 & 4 shall indicate the holdings of those

    persons or entities directly holding the voting rights and/or financial

    instruments if the holding is equal or higher than the notifiable threshold.

    xv The names of controlled undertakings through which the voting rights

    and/or financial instruments are effectively held have to be presented

    irrespectively whether the controlled undertakings cross or reach the lowest

    applicable threshold themselves.

    xvi Example: Correction of a previous notification.

    ---------------------------------------------------------------------------

    11.04.2017 Die DGAP Distributionsservices umfassen gesetzliche

    Meldepflichten, Corporate News/Finanznachrichten und Pressemitteilungen.

    Medienarchiv unter http://www.dgap.de

    ---------------------------------------------------------------------------

    Sprache: Deutsch

    Unternehmen: SAF-HOLLAND S.A.

    68-70, boulevard de la Pétrusse

    L-2320 Luxembourg

    Großherzogtum Luxemburg

    Internet: www.safholland.com

    Ende der Mitteilung DGAP News-Service

    ---------------------------------------------------------------------------

    564243 11.04.2017

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