Prospect Capital Corporation Launches $1 Billion 5.5% Perpetual Preferred Stock Offering - Seite 2

About Prospect Capital Corporation
Prospect Capital Corporation is a business development company that focuses on lending to and investing in private businesses. Prospect’s investment objective is to generate both current income and long-term capital appreciation through debt and equity investments.
Prospect has elected to be treated as a business development company under the Investment Company Act of 1940 (“1940 Act”). Prospect is required to comply with regulatory requirements under the 1940 Act as well as applicable NASDAQ, federal and state rules and regulations. Prospect has also elected to be treated as a regulated investment company under the Internal Revenue Code of 1986.

About Preferred Capital Securities, LLC
Preferred Capital Securities, LLC intends to serve as the dealer manager for Prospect Capital Corporation and has been a member of FINRA/SIPC since 2015. Formed in 2013, PCS is a boutique managing broker dealer that distributes investment products through broker dealers and registered investment advisors. For more information, call 855-330-6594 or visit prefcapitalsecurities.com.

Caution Concerning Forward-Looking Statements
This press release contains forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, Section 21E of the Securities Exchange Act of 1934, as amended, and the Private Securities Litigation Reform Act of 1995, whose safe harbor for forward-looking statements does not apply to business development companies. These forward-looking statements include statements regarding expectations as to the completion of the transactions contemplated by the Offering. For example, Prospect’s statement regarding Prospect’s proposed use of net proceeds is a forward-looking statement. Forward-looking statements, other than statements of historical fact, are highly likely to be affected by other unknowable future events and conditions, including elements of the future that are or are not under our control, and that Prospect may or may not have considered; accordingly, such statements cannot be guarantees or assurances of any aspect of future performance. Actual developments and results are highly likely to vary materially from any forward-looking statements. Such statements speak only as of the time when made, and Prospect undertakes no obligation to update any such statement now or in the future.

For further information, contact:
Grier Eliasek, President and Chief Operating Officer
[e-mail]
Telephone [phone]