Clean TeQ Holdings Limited Announces Voluntary De-Listing from Toronto Stock Exchange - Seite 2

If CDS participants or shareholders on the Canadian register have not requested to have their shares moved to an Australian broker/nominee within CHESS by 9 December 2020 their holding, will be automatically moved to an Issuer Sponsored holding on the Australian share register and they will be sent an Issuer Sponsored holding statement from the Australian Registrar. Once this occurs, these shareholders will be able to sell their shares on ASX by quoting their Securityholder Reference Number (‘SRN’) to their broker. Canadian share certificates previously issued will become null and void at such time. Shareholders whose shares are already held on the Australian share register need to take no action.

Process to request the removal of shares from Canada to Australia prior to the closure of the Canadian share register

CDS participants, or those with shares held by a broker within CDS, who wish to have their shares moved over to the Australian share register and issued to a broker/nominee within CHESS should arrange for the CDS participant or broker to complete and submit either a ‘Computershare xSettle Electronic Instruction’ or ‘a Register Removal Request – Canada to Australia’ form to Computershare Investor Services Inc. (‘Computershare Canada’), the Company’s Canadian transfer agent.

Registered shareholders with Canadian share certificates who wish to have their shares held with a CHESS broker/nominee will need to open an account with a CHESS broker/nominee and complete a ‘Register Removal Request – Canada to Australia’ form and submit it to Computershare Canada, together with the original Canadian share certificate(s) and a Stock Transfer Form, duly medallion guaranteed.

The Canada to Australia Removal Form is available from:

https://www-us.computershare.com/Investor/help/PrintableForms?cc=ca&am ...

Shareholders are encouraged to contact Computershare Canada for more information about the Register Removal Process from Canada to Australia by telephone: [phone] or by email to:

[e-mail]

Canadian Reporting Update

Clean TeQ is a reporting issuer in Ontario and this will not change following de-listing from TSX. Clean TeQ is now a “designated foreign issuer” pursuant to National Instrument 71-102 – Continuous Disclosure and Other Exemptions Relating to Foreign Issuers (‘NI 71-102’). In line with Clean TeQ’s commitment to reduce costs, Clean TeQ will not file interim and annual management discussion and analysis and annual information forms as it is not required to do so under the disclosure requirements of Australia.