Wer kennt sich mit den US-Filings aus und kann mich aufklären... - 500 Beiträge pro Seite

[B.O.Bachter]

...was die einzelnen Filings beinhalten. So gibt es alle möglichen Sorten wie K 8 etc. An den US-Börsen kenne ich mich nicht so gut aus und bevor ich mir stundenlang diese Filings runterlade, um Daten über dortige Unternehmen zu erhalten, wäre es hilfreich und sinnvoll, wenn mir jemand eine entsprechende Übersicht über die Filings und deren Bedeutung postet.

Vielen Dank im voraus

B.O.Bachter

[web2000]

die gebräuchlichsten fillings

Form 8-K

This is the "current report" that is used to report the occurrence of any material events or corporate changes which are of
importance to investors or security holders and previously have not been reported by the registrant. It provides more current
information on certain specified events than would Forms 10-Q or 10-K.

Form 10-K

This is the annual report that most reporting companies file with the Commission. It provides a comprehensive overview of the
registrant`s business. The report must be filed within 90 days after the end of the company`s fiscal year.

Form 10-Q

The Form 10-Q is a report filed quarterly by most reporting companies. It includes unaudited financial statements and provides
a continuing view of the company`s financial position during the year. The report must be filed for each of the first three fiscal
quarters of the company`s fiscal year and is due within 45 days of the close of the quarter.


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Schedule 13D

This Schedule discloses beneficial ownership of certain registered equity securities. Any person or group of persons who
acquire a beneficial ownership of more than 5% of a class of registered equity securities of certain issuers must file a Schedule
13D reporting such acquisition together with certain other information within ten days after such acquisition. Moreover, any
material changes in the facts set forth in the Schedule generally precipitates a duty to promptly file an amendment on Schedule
13D.

The Commission`s rules define the term "beneficial owner" to be any person who directly or indirectly shares voting power or
investment power (the power to sell the security).

Forms 3, 4 and 5

Every director, officer or owner of more than ten percent of a class of equity securities registered under Section 12 of the `34
Act must file with the Commission a statement of ownership regarding such security. The initial filing is on Form 3 and changes
are reported on Form 4. The Annual Statement of beneficial ownership of securities is on Form 5. The forms contain
information on the reporting person`s relationship to the company and on purchases and sales of such equity securities.

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Form S-8

This form is used for the registration of securities to be offered to an issuer`s employees pursuant to certain plans.

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Form 10

This is the general form for registration of securities pursuant to section 12(b) or (g) of the `34 Act of classes of securities of
issuers for which no other form is prescribed. It requires certain business and financial information about the issuer.

Form 10-SB

This is the general form for registration of securities pursuant to Sections 12(b) or (g) of the `34 Act for "small business issuers."
This form requires slightly less detailed information about the company`s business than Form 10 requires.

http://www.sec.gov/edaux/forms.htm

hoffe es hilft

regards
steve

[B.O.Bachter]

wow, ich danke Dir, super Hilfe, Super Arbeit!!!!

B.O.Bachter

[New Smyrna]

@ B.O. Bachter

I am very surprised that you can understand english. After reading your comments to me I thought you could only understand German. After looking at your German you need
some lessons, or did you flunk out of highschool?
Wow, ich danke Dir, Superhilfe,Superarbeit.(correct)
Next time a foreighner writes in German think about what you post. I would like to see your english when your such a
know it all post your next message in english.
Trust had nothing to do with your posting pure ignorance did. You trust American stocks and I am sure in my
country that many of us can`t write perfect German but
it doesn`t mean we don`t have knowleage of the stock market,
and that we don`t have a right to think about going to a lawyer. So take auf the blinders, wake up and smell the roses!
From: Tired of Mr know it all